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FNS41820


CERTIFICATE IV IN FINANCIAL SERVICES

ONLINE
Study Method

CAFBA
Designed Courses

SELF-PACED
Online Courses

Course Overview

FNS41820 Certificate IV in Financial Services

The FNS41820 Certificate IV in Financial Services is a nationally recognised qualification that provides comprehensive training for individuals seeking to establish or advance their career within Australia’s financial services sector.

Why study the FNS41820 Certificate IV in Financial Services?

This Certificate IV in Financial Services program is designed to equip participants with versatile and practical skills applicable across retail, wholesale, and generalist financial services environments, including specialisations in bookkeeping, mortgage broking, and financial services compliance. The curriculum focuses on developing competencies in managing financial products, understanding and applying regulatory compliance requirements, and preparing for supervisory or first-line management positions within financial institutions.

Graduates of the Certificate IV in Financial Services acquire industry-relevant knowledge valued by employers across banks, credit unions, mortgage brokerages, and other financial services organisations. The qualification is delivered through flexible online study options to accommodate working professionals and provides clear pathways to further education, including progression to Diploma-level qualifications in Financial Services or Business for those seeking to specialise and advance their careers within the industry.

FNS41820 Certificate Iv in Finance and Mortgage Broking Services course guide download

This qualification is relevant to finance professionals who may work in a variety of workplace which offers the following:

  • Fleet Leasing
  • Land Finance
  • Equipment Finance
  • Motor Finance
  • Fleet Leasing
  • Consumer Finance

This Certificate IV in Financial Services program from the Institute of Strategic Management covers a comprehensive range of topics designed to equip you with the practical skills and knowledge needed for a successful career in financial services.

Key Areas of Study in the Certificate IV in Financial Services:

  • Understand the features and benefits of financial products that help clients achieve their capital and investment goals.

  • Develop the skills to educate and advise clients to meet their financial needs.

  • Learn the tools and techniques used to assess and manage risk effectively.

  • Analyse financial performance and position statements to make informed decisions.

  • Build effective programs that enhance client engagement.

  • Learn to cultivate relationships with key partners to support business growth.

Module

Unit

  1. Working in the industry
  • FNSINC411 Conduct work according to professional practices in the financial services industry.
  1. Customer Service
  • BSBOPS304. Deliver and monitor a service to customers
  1. Resolving disputes
  • FNSCUS412 Resolve disputes
  1. Compliance in Financial Services
  • FNSFMK515 Comply with financial services regulation and industry codes of practice
  1. Maintaining Product Knowledge
  • FNSINC412 Apply and maintain knowledge of financial products and services
  1. Using Information
  • FNSPIM410 Collect, assess and use information
  1. Risk
  • FNSRSK411 Apply risk management strategies to own work
  • FNSORG411 Conduct individual work within a compliance framework
  1. Working Effectively 
  • BSBPEF402 Develop personal work priorities
  • BSBOPS405 Organise meetings 
  • BSBLDR411 Demonstrate leadership in the workplace
  1. Ethics in financial services
  • FNSINC513 Identify and apply complex ethical decision making to workplace situations
  • FNSINC514 Apply ethical frameworks and principles to make and act upon decisions

** Units Of Competency electives may change from the above detail listed in this course based on different cohorts and customised programs for clients. 

We recognise that each learner has their own pace and preferences, and thus, we offer a flexible duration for the program.

  • 12-month part-time and 6-month full-time
  1. Pay upon enrolment 
  2. Invoice Request (Via PayPal, pay in 4 option)

Participants are required to pay no more than $1,500.00 before the commencement of the course. The remaining fees will be due after commencement with the due date outlined on the invoice. For more information click here.

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INDUSTRY LEADING QUALIFICATIONS

FAQ’s

All students can apply for Recognition of Prior Learning (RPL) !

RPL acknowledges the skills and knowledge you already have. You may have gained these through:

  • Formal or informal training from industry or educational institutions.

  • Work experience.

  • Life experience.

How RPL Works

RPL focuses on learning outcomes rather than how, when, or where learning occurred. Assessors grant RPL when candidates meet current industry standards or AQF outcomes.

RPL uses competency-based assessment. Review the process to understand how to have your skills and knowledge recognised.

Applying for RPL

We provide an RPL Policy and Procedures document and an RPL Kit for eligible candidates. These documents explain:

  • What RPL entails.

  • The benefits.

  • Forms and rules of evidence.

  • The application process.

Click here for more information. 

Assessments are available via your learning portal through your desktop, tablet or mobile.

They vary depending on the units and may include the following:

  • Quizzes.

  • Written tasks and/or case studies.

  • Examination.

  • Verbal assessment, by way of an interview with your trainer.

  • Observation by a trainer.

  • Supervisor checklists.

For more information, contact us here. 

Study on your terms!

Access course content and assessments online, 24/7. Study anywhere, anytime through our user-friendly learning platform. Skip classroom attendance and travel expenses.

What you get:

  • Accredited courses that meet industry standards.

  • Trainer and administration support throughout.

  • Designated course coordinator for motivation and guidance.

  • Assessments marked within 10 business days.

  • Certificates issued within 21 days of completion.

  • Transparent pricing with no hidden fees.

Technical Requirements: You need an internet connection to complete this qualification. Access all learning materials and assessments through ISM’s eLearning Portal.

Recommended Browsers: Safari, Chrome, Firefox, or Internet Explorer 11.

Assessment Submissions: Some assessments are video or audio-based. Record your answers using smartphones or similar devices, then submit via the eLearning portal.

Contact us to learn more about assessments and completion requirements here

We process enrolments within 1 business day. Once processed with payment, you will receive an email with your login details and instructions to access the eLearning platform. In some cases, program access may take up to 2 or 3 business days.

(Note that access is only given once the initial payment is complete, unless prior arrangements exist between ISM and your organisation.)

If payment is outstanding, we will send an invoice and contact you to arrange payment.

For more information, contact us here. 

 

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